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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-10 |
| CA | RA | APPROVED | 2024-01-03 |
Branch Locations
19461 Main Street, Ste 102, Huntington Beach, CA 92648 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Manhattan Beach | CA | 09/2015 | 10/2019 |
| Jp Morgan Chase Bank | Manhattan Beach | CA | 09/2015 | 05/2018 |
| Jp Morgan Chase Bank | Manhattan Beach | CA | 05/2018 | 10/2019 |
| Jp Morgan Securities Llc | Huntington Beach | CA | 10/2019 | 01/2024 |
| Jp Morgan Chase Bank | Huntington Beach | CA | 10/2019 | 01/2024 |
| Jpmorgan Chase Bank, N.A. | Huntington Beach | CA | 01/2024 | Present |
| Jp Morgan Securities Llc | Huntington Beach | CA | 01/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-07 |
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