Justin Steven Prescott

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 09/2025
  Avantax Insurance Agency, Llc
  Plymouth, MN
• 01/2014 → 09/2025
  Avantax Advisory Services
  Plymouth, MN
• 10/2014 → Present
  Advisornet Insurance
  Minneapolis, MN
• 01/2010 → 09/2025
  Avantax Investment Services
  Plymouth, MN
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Saint Paul, MN
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-01-07 → 2025-09-05
  Avantax Advisory Services
  Amery, WI
  Savage, MN
  St Paul, MN
  Plymouth, MN
  Dallas, TX
  Ham Lake, MN
• 2008-08-12 → 2009-02-12
  Cliftonlarsonallen Wealth Advisors, Llc
  Minneapolis, MN
• 2005-01-19 → 2008-07-31
  Marquis Wealth Management Group
  Fort Myers, FL
  Fort Myers, FL

Other Businesses

1) Advisornet Insurance~'NIR'~701 4th Ave S~Minneapolis~MN~55415~Independent Insurance Agent~Insurance Sales Agent~10/9/2014~1hrs~1hrs~I have used Advisornet Insurance as a secondary agency in the past for past client engagements. 2) MRK Financial Solutions, Inc.~'NIR'~3020 Harbor Lane N.~Plymouth~MN~55447~Other~Partner/General Partner~1/1/2010~180hrs~7hrs~Operational and/or Marketing for Avantax Services 3) TRUPLAN FINANCIAL PLANNERS POSITION: President NATURE: We provide financial advice to clients. TruPlan Financial Planners will be the name of our new entity that will eventually replace MRK Financial Solutions Inc. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/31/2025 ADDRESS: 3020 Harbor Ln. No., Plymouth MN 55447, United States DESCRIPTION: President/Owner/ and Financial Advisor for TruPlan Financial Planners. Meet with clients and prospects and discuss financial planning.

Exams

• S66 Uniform Combined State Law Examination
  2009-11-05
• S65 Uniform Investment Adviser Law Examination
  2004-12-08

Designations

• Certified Financial Planner