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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-22 |
| NJ | RA | APPROVED | 2019-05-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Newark | DE | 10/2015 | 11/2018 |
| Jpmorgan Chase Bank Na | Newark | DE | 10/2015 | 11/2018 |
| Morgan Stanley | Mt. Laurel | NJ | 11/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-09 |
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