Carlos Antonio Ortiz

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2026 → Present
  J.P. Morgan Securities Llc
  Elmhurst, IL
• 01/2026 → Present
  Jpmorgan Chase Bank, N.A.
  Elmhurst, IL
• 10/2022 → 01/2026
  Fidelity Investments
  Schaumburg, IL
• 10/2015 → 10/2022
  Jp Morgan Securities Llc
  Chicago, IL
• 09/2015 → 10/2022
  Jp Morgan Chase Bank
  Chicago, IL

Previous Registrations

• 2025-03-31 → 2026-01-21
  Strategic Advisers Llc
  Schaumburg, IL
  Chicago, IL
  Boston, MA
• 2022-11-18 → 2025-03-31
  Fidelity Personal And Workplace Advisors
  Schaumburg, IL
• 2021-06-18 → 2022-10-22
  J.P. Morgan Securities Llc
  Chicago, IL
  Norridge, IL
  Schiller Park, IL
  Chicago, IL
  River Grove, IL
  Chicago, IL
  Chicago, IL

Exams

• S66 Uniform Combined State Law Examination
  2021-05-26
• S63 Uniform Securities Agent State Law Examination
  2015-12-07

Other Names

• Carlos Ortiz
• Carlos Antonio Ortiz