Luke Aaron Naes

Current Employers

Employment History

• 10/2015 → 04/2018
  Td Ameritrade
  Denver, CO
• 04/2018 → 04/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO
• 04/2018 → 04/2026
  Bank Of America, N.A.
  Denver, CO
• 04/2026 → Present
  Ubs Financial Services Inc.
  Boulder, CO

Previous Registrations

• 2018-04-10 → 2026-04-28
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boulder, CO
  Seattle, WA
  Denver, CO
  Los Angeles, CA
  Boulder, CO
• 2016-01-15 → 2018-04-06
  Td Ameritrade, Inc.
  Denver, CO
• 2016-01-15 → 2018-04-06
  Td Ameritrade Investment Management, Llc
  Greenwood Village, CO

Other Businesses

I*1314271For profit or not for profit: Name of outside business organization: MasterworksInvestment related: NAddress of business: , , Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , Invest in ArtworkI*1317293For profit or not for profit: Name of outside business organization: Boulder Country Day SchoolInvestment related: NAddress of business: OBA, OBA, OBANature of business: ["School, College or University"]Position, title, association: ["Board Member"], Start date of relationship: 8/1/2023Number of hours devoted: 20 hour(s) YearlyNumber of hours devoted during trading hours: 0Duties: The Board's primary role is to hold our school's mission in trust for future generations of BCD families. In that role, the Board, while working closely with the Head of School and the administrative leadership team develops and reviews broad, long-range, institutional policy, ensures the school's financial sustainability, plans strategically for the school's future, and raises funds for annual and capital projects. I* 1736272 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: no Address of business: Denver, CO Nature of business: Position, title, association: Co-owner with other family members Start date of relationship: 05/01/2024 Number of hours devoted: 2 monthly Number of hours devoted during trading hours: 0 Duties: Clay Rental , Denver CO United States, Rental Real Estate ,This is a long term rental property. , Proprietor / owner, I lease the property, collect rents, and maintain the property when needed. Start date 6/1/2024

Exams

• S66 Uniform Combined State Law Examination
  2016-01-14

Other Names

• Luke Aaron Naes
• Luke Naes
• Luke A Naes