Inactive

Joshua Caleb Norris

Bloomington, IN

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Current Employers

Cfci

674 S. College Avenue, Bloomington, IN 47403 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2019-08-16

IN RA
APPROVED

Since 2019-08-16

Branch Locations

674 S. College Avenue, Bloomington, IN 47403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Comprehensive Financial Consultants	Bloomington	IN	10/2015	Present

10/2015 → Present

Comprehensive Financial Consultants

Bloomington, IN

Other Businesses

Independent Insurance Agent; non-investment related; Bloomington, Indiana; since 2018; 15 hours spent per week during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2019-08-16

S65 Uniform Investment Adviser Law Examination

2019-08-16

View on SEC IAPD

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KESTRA ADVISORY SERVICES, LLC

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MALCOLM MCGIBBON WEBB

JOHN ROBERT SCHUMAN

WAYNE ROBERT SCHUMAN

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PAUL ELLIOTT BULLOCK

DOUGLAS ALAN UMMEL

Matthew Slade Krugman

Other Offices

OSAIC WEALTH, INC. · Bloomington, IN

OSAIC WEALTH, INC. · BLOOMINGTON, IN

J.P. MORGAN SECURITIES LLC · BLOOMINGTON, IN

WELLINGTON INVESTMENT ADVISORS · BLOOMINGTON, IN

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Bloomington, IN

&PARTNERS · Bloomington , IN

LPL FINANCIAL LLC · BLOOMINGTON, IN

MODERN CAPITAL ADVISORS, LLC · Bloomington, IN

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