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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2020-03-13
  • SC RA
    APPROVED
    Since 2020-03-13

Branch Locations

97A Towne Dr, Bluffton, SC 29910 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Giuseppi's Pizza & Pasta Hilton Head SC 07/2015 Present
Massmutual Savannah GA 02/2016 02/2017
Mml Investors Services Savannah GA 01/2019 01/2020
Harbor Light Insurance And Wealth Advisors Llc Bluffton SC 01/2020 Present
Gwn Securities, Inc. Palm Beach Gardens FL 01/2020 Present
  • 07/2015 → Present
    Giuseppi's Pizza & Pasta
    Hilton Head, SC
  • 02/2016 → 02/2017
    Massmutual
    Savannah, GA
  • 01/2019 → 01/2020
    Mml Investors Services
    Savannah, GA
  • 01/2020 → Present
    Harbor Light Insurance And Wealth Advisors Llc
    Bluffton, SC
  • 01/2020 → Present
    Palm Beach Gardens, FL
Other Businesses

(1)NAME: GIUSEPPI'S PIZZA & PASTA INV REL: N ADDR: 50 SHELTER COVE LN HILTON HEAD SC 29928 NATURE: RESTAURANT/BAR WORK POSITION: DELIVERY DRIVER START: 07/15/2015 NO HRS: 70 NO HRS DUR TRADING: 0. (2) Name: Harbor Light Insurance and Wealth Advisors LLC: 97A Towne Dr, Bluffton SC 29910 Investment related yes : Nature/Position : Life Insurance agent 01/28/2020 No hrs 20 Hrs during trading 10 LIBRARIES FOR KIDS INTERNATIONAL INVESTMENT RELATED: Is Not Investment Related, ADDRESS: "P.O. Box 1013,Bluffton, SC, 29910, United States", NATURE: Non-Profit Donation of Books to African Countries, POSITION: Board Member, START DATE: 8/21/2025, 3 hours per month, 3 hours per month during trading hours, No Compensation DESCRIPTION: Great awareness to counties in West Africa and negotiate for delivery of books.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-13
  • S66 Uniform Combined State Law Examination
    2020-03-13

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