Thomas Sartor

Employer firm

Wealth Enhancement Advisory Services, LLC CRD 116407

$122B regulatory AUM 327 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Educational seminars
ERISA 3(38) INVESTMENT MANAGER

From the firm’s Form ADV. Read the guides:

Current Employers

Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2024-06-06
TX	RA	APPROVED	2024-06-03

LA RA
APPROVED

Since 2024-06-06
TX RA
APPROVED

Since 2024-06-03

Branch Locations

5599 San Felipe Suite 900, Houston, TX 77056 • United States

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Financial Advisory Group Inc	Houston	TX	03/2014	05/2024
Wealth Enhancement Group	Houston	TX	06/2024	Present
Wealth Enhancement Advisory Services	Houston	TX	06/2024	Present

03/2014 → 05/2024

The Financial Advisory Group Inc

Houston, TX
06/2024 → Present

Wealth Enhancement Group

Houston, TX
06/2024 → Present

Wealth Enhancement Advisory Services

Houston, TX

Previous Registrations

2015-11-18 → 2024-06-21

The Financial Advisory Group, Llc

Houston, TX

Other Businesses

CFA SOCIETY OF HOUSTON - NON-INVESTMENT RELATED - HOUSTON, TX - PRESIDENT - START DATE: 07/01/2026 - 5 HOURS SPENT/MONTH, 5 HOURS SPENT DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-03-19

S65 Uniform Investment Adviser Law Examination

2015-03-19

Designations

Chartered Financial Analyst

Other Names

Thomas Sayre Sartor

View on SEC IAPD