Peter Chak

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2000 → 04/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Menlo Park, CA
• 04/2020 → 09/2023
  First Republic Securities Company, Llc
  San Francisco, CA
• 04/2020 → 03/2024
  First Republic Investment Management, Inc
  San Francisco, CA
• 09/2023 → 03/2024
  J.P. Morgan Securities Llc
  San Francisco, CA
• 04/2014 → Present
  Carehome 33Rd Llc
  San Francisco, CA
• 04/2014 → Present
  Carehome 44Th Llc
  San Francisco, CA
• 03/2024 → Present
  Mariner Wealth Advisors
  Overland Park, KS

Previous Registrations

• 2020-04-09 → 2024-03-28
  J.P. Morgan Private Wealth Advisors Llc
  San Francisco, CA
  San Francisco, CA
• 2024-03-08 → 2024-03-27
  J.P. Morgan Securities Llc
  San Francisco, CA
• 2016-01-19 → 2020-04-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Palo Alto, CA
  San Francisco, CA
  San Francisco, CA
  San Francisco, CA

Other Businesses

Entity Name: Carehome 33rd LLC Investment related: Yes Address: San Francisco CA 94127 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/30/2014 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is an LLC that holds one of my investment rental property. I do not run the carehome. Entity Name: Carehome 44th LLC Investment related: Yes Address: San Francisco Ca 94127 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 04/30/2014 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is an LLC that holds one of my rental investment property. I do not run the carehome business. Dot 163; not investment related; Oakland, CA; silent partner; start date 9/12/25; 1 hour /month, 1 during trading hours; silent investor of boba drink shop.

Exams

• S66 Uniform Combined State Law Examination
  2016-01-15

Other Names

• Peter Wai Lok Chak