Amanjot Singh Bhatti

Employer firm

Nuveen Asset Management, LLC CRD 155584

$280B regulatory AUM 25 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 11/2020
  Hsbc Bank Usa National Association
  Encino, CA
• 10/2015 → 11/2020
  Hsbc Securities Usa Inc.
  Encino, CA
• 11/2020 → Present
  Nuveen Securities, Llc
  Seattle, WA
• 11/2020 → Present
  Nuveen Asset Management, Llc
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-05
• S63 Uniform Securities Agent State Law Examination
  2015-11-24

Other Names

• Aman Bhatti
• Amanjot Singh Bhatti
• Amanjot Bhatti