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Current Employers
Moldenhauer & Associates

6195 West Quaker Street, Orchard Park, NY 14127 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-09-25
  • NY RA
    APPROVED
    Since 2025-09-25

Branch Locations

6195 West Quaker Street, Orchard Park, NY 14127 • United States

Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-27
  • NY RA
    APPROVED
    Since 2021-09-27

Branch Locations

6195 West Quaker Street, Orchard Park, NY 14127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moldenhauer Associates Orchard Park NY 09/2015 Present
Commonwealth Financial Network Waltham MA 08/2016 Present
Other Businesses

1. FIXED INSURANCE SALES - LIFE (TERM/UNIVERSAL/WHOLE), LOCATED AT 6195 WEST QUAKER STREET, ORCHARD PARK, NY 14127, AS OF 01/01/2017; APPROXIMATELY 20% TIME SPENT DURING SECURITIES TRADING HOURS PER MONTH; CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED. 2. CO-OWNER OF RENTAL PROPERTY LOCATED IN ANGOLA, NY, AS OF 1/01/2021; 0% TIME SPENT DURING BUSINESS HOURS; NOT CONDUCTED AT BRANCH LOCATION; INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-09-24
S63 Uniform Securities Agent State Law Examination 2017-02-10
  • S66 Uniform Combined State Law Examination
    2021-09-24
  • S63 Uniform Securities Agent State Law Examination
    2017-02-10
Other Names
  • Patrick Bryan O'COnnell
  • Patrick Bryan O Connell

View on SEC IAPD

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