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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • KS RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

12312 Olive Boulevard Suite 300, St Louis, MO 63141-6474 • United States

4518 W 89Th St, Prairie Village, KS 66207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Overland Park KS 10/2016 11/2024
Unemployed Lenexa KS 07/2016 10/2016
Prudential Insurance Company Of America Overland Park KS 10/2016 Present
Lpl Enterprise, Llc Prairie Village KS 11/2024 Present
  • 10/2016 → 11/2024
    Overland Park, KS
  • 07/2016 → 10/2016
    Unemployed
    Lenexa, KS
  • 10/2016 → Present
    Prudential Insurance Company Of America
    Overland Park, KS
  • 11/2024 → Present
    Prairie Village, KS
Previous Registrations
  • 2017-02-02 → 2024-11-14
    St. Louis, MO
    Overland Park, KS
    St. Louis, MO
    Prairie Village, KS
  • 2016-03-11 → 2016-08-05
    Lenexa, KS
    St Louis, MO
    Lenexa, KS
Other Businesses

1) 10/14/2024 - Broker Source - Sales of Health, Medicare, Dental, & Vision Insurance for clients who are in need of this coverage - Non-Variable Insurance - Inv Related - At PRAIRIE VILLAGE, KS - Start Date 01/01/2020 - 5hrs/mth - 5hrs/mth During Trading 2) 10/14/2024 - KC Luxury Services - Networking Group - Non-Profit Board Member - Non Inv Related - At PRAIRIE VILLAGE, KS - Start Date 02/02/2023 - 5hrs/mth - 5hrs/mth During Trading 3) 10/14/2024 - Envision Strategies - This is the DBA for our business - DBA for LPL Business (entity for LPL business) - Inv Related - At PRAIRIE VILLAGE, KS - Start Date 01/02/2023 - 40hrs/mth - 40hrs/mth During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-01-27
  • S66 Uniform Combined State Law Examination
    2016-01-27

View on SEC IAPD

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