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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-31 |
| MO | RA | APPROVED | 2019-05-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 10/2015 | 08/2018 |
| Regions Bank | St. Louis | MO | 10/2018 | 04/2019 |
| Cetera Investment Advisors Llc | St. Louis | MO | 10/2018 | 04/2019 |
| Cetera Investment Services Llc | St. Cloud | IN | 10/2018 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Saint Louis | MO | 05/2019 | Present |
| Bank Of America, N.A | Saint Louis | MO | 05/2019 | Present |
| Unemployed | St. Louis | MO | 09/2018 | 09/2018 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-12 |
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