Andrew Marcotte

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Williston, VT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Williston, VT

Other Businesses

Outside Employment; TrueGuidance Holdings, LLC; Registered Team Member - Staff; Manage advisory business; 5399 Williston Rd Suite 204, , Williston, VT, 05495; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-20
• S63 Uniform Securities Agent State Law Examination
  2016-09-19

Other Names

• Andrew Marcotte
• Andrew J Marcotte