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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-09 |
| PA | RA | APPROVED | 2003-11-06 |
Branch Locations
1570 Omega Dr, Pittsburgh, PA 15205 • United States
Carnegie, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Pittsburgh | PA | 09/1998 | 03/2020 |
| Ameriprise Financial Services, Llc | Pittsburgh | PA | 03/2020 | Present |
Business Ownership; El Rey LLC; ; Consulting; 38 S Cowan RdCarnegie, PA 15106, ,; Not Investment-Related; 03/01/2017; 40 to 59 hours per month; 20 to 39 during trading hours / Abstract Brewing Company; Owner; An LLC for a start-up brewery project; 38 S Cowan Rd, , Carnegie, PA, 15106; Not Investment-Related; 10/21/2022; 40 to 59 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 1998-11-07 |
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