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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-04-15
CT RA APPROVED 2019-10-16
  • TX RA
    APPROVED
    Since 2020-04-15
  • CT RA
    APPROVED
    Since 2019-10-16

Branch Locations

157 Church St, New Haven, CT 06510 • United States

1114 Ave Of The Americas, New York, NY 10036 • United States

Monroe, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Haven CT 11/2009 Present
Other Businesses

DEUX ELLES, LLC- member. not investment related. 6 percheron dr Monroe ct, the llc was originally established with the intent of providing management consulting services of a non-investment nature, however was never used to do so and therefore devote no hours monthly and have no actual duties.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-11
  • S66 Uniform Combined State Law Examination
    2019-10-11
Other Names
  • Danielle C Lariviere
  • Danielle C Moleski-Lariviere
  • Danielle Christine Moleski
  • Danielle Christine Francis
  • Danielle Lariviere

View on SEC IAPD

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