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Russell John Baccaglini

Thrivent Investment Management Inc.

Denville, NJ

Whippany, NJ

CRD 4875908

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-07-12
NJ RA APPROVED 2005-02-01
  • TX RA
    APPROVED_RES
    Since 2017-07-12
  • NJ RA
    APPROVED
    Since 2005-02-01

Branch Locations

Denville, NJ • United States

110 S Jefferson Rd, Whippany, NJ 07981 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Whippany NJ 10/2004 Present
Thrivent Financial For Lutherans Appleton WI 12/2004 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-01-29
  • S66 Uniform Combined State Law Examination
    2005-01-29

View on SEC IAPD

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