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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2025-07-24 |
| TX | RA | APPROVED | 2022-07-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kleberg First National Bank | Corpus Christi | TX | 10/2015 | 07/2022 |
| Cetera Investment Services Llc | St Cloud | MN | 10/2015 | 07/2022 |
| Cetera Investment Advisers Llc | Corpus Christi | TX | 10/2015 | 07/2022 |
| Ameriprise Financial Services, Llc | Corpus Christi | TX | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-10-19 |
| S65 | Uniform Investment Adviser Law Examination | 2008-02-23 |
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