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Tara Dawn Hutchins

Wells Fargo Clearing Services, LLC

Albany, NY

Saratoga Springs, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-23
NY RA APPROVED 2021-07-27
TX RA APPROVED 2018-06-19
NJ RA APPROVED 2017-10-16
  • FL RA
    APPROVED
    Since 2022-02-23
  • NY RA
    APPROVED
    Since 2021-07-27
  • TX RA
    APPROVED
    Since 2018-06-19
  • NJ RA
    APPROVED
    Since 2017-10-16

Branch Locations

4 Tower Pl Fl 9, Albany, NY 12203 • United States

Saratoga Springs, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Saratoga Springs NY 09/2017 Present
Adult And Senior Center Of Saratoga Saratoga Springs NY 08/2016 09/2017
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-13
S63 Uniform Securities Agent State Law Examination 2014-10-30
  • S66 Uniform Combined State Law Examination
    2017-10-13
  • S63 Uniform Securities Agent State Law Examination
    2014-10-30
Other Names
  • Tara Messenger
  • Tara Hutchins

View on SEC IAPD

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ALLSQUARE WEALTH MANAGEMENT, LLC · ALBANY, NY
CETERA INVESTMENT ADVISERS LLC · ALBANY, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Albany, NY
MPWM ADVISORY SOLUTIONS LLC · ALBANY, NY
CITIZENS SECURITIES, INC. · ALBANY, NY
LPL FINANCIAL LLC · ALBANY, NY
THE AFFINITY GROUP, LLC · ALBANY, NY
CERITY PARTNERS LLC · ALBANY, NY

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