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Gordon Mills

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jacksonville, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-06-10
TX RA APPROVED_RES 2024-05-30
  • FL RA
    APPROVED
    Since 2024-06-10
  • TX RA
    APPROVED_RES
    Since 2024-05-30

Branch Locations

9000 Southside Blvd Workplace Benefits, Jacksonville, FL 32256 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 10/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-07
S63 Uniform Securities Agent State Law Examination 2016-04-28
  • S66 Uniform Combined State Law Examination
    2024-06-07
  • S63 Uniform Securities Agent State Law Examination
    2016-04-28

View on SEC IAPD

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