Best Investors Account Sign in

Ashley Lynn Simpson

Citizens Securities, Inc.

Johnston, RI

North Kingstown, RI

CRD 6567935

Claim This Profile
Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-27
SC RA APPROVED 2025-03-26
RI RA APPROVED 2025-02-10
  • FL RA
    APPROVED
    Since 2025-03-27
  • SC RA
    APPROVED
    Since 2025-03-26
  • RI RA
    APPROVED
    Since 2025-02-10

Branch Locations

1 Citizens Bank Way, Johnston, RI 02919 • United States

100 French Town Road Mailstop: Ri-021, North Kingstown, RI 02852 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Investors Dist Co Warwick RI 10/2015 11/2021
Citizens Securities, Inc. Johnston RI 11/2021 04/2024
Citizens Securities, Inc. North Kingstown RI 04/2024 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-10
S63 Uniform Securities Agent State Law Examination 2022-06-13
  • S65 Uniform Investment Adviser Law Examination
    2025-02-10
  • S63 Uniform Securities Agent State Law Examination
    2022-06-13
Other Names
  • Ashley Martin
  • Ashley Lynn Martin

View on SEC IAPD

More in Johnston, RI

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor