Kari Judson

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 05/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grand Rapids, MI
• 05/2022 → 03/2025
  Principal Life Insurance
  Des Moines, IA
• 06/2022 → 03/2025
  Principal Securities
  Hudsonville, MI
• 03/2025 → Present
  Rockefeller Financial Llc
  Grand Rapids, MI

Previous Registrations

• 2022-06-13 → 2025-03-31
  Principal Securities, Inc.
  Des Moines, IA
  Hudsonville, MI
  Des Moines, IA
  Charlotte, NC
  Birmingham, AL
  Des Moines, IA
• 2017-09-11 → 2022-05-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grand Rapids, MI

Exams

• S66 Uniform Combined State Law Examination
  2017-04-04

Other Names

• Kari Lynn Healey
• Kari L Judson
• Kari Judson
• Kari Lynn Judson