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David R Glickman

Td Private Client Wealth LLC

Bradenton, FL

Fort Lauderdale, FL

Sarasota, FL

CRD 6567544

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Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Td Private Client Wealth Llc

1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2024-04-10
GA RA APPROVED 2024-03-08
NV RA APPROVED 2024-01-23
IA RA APPROVED 2024-01-22
MI RA APPROVED 2024-01-16
MO RA APPROVED 2024-01-16
KS RA APPROVED 2024-01-12
OH RA APPROVED 2024-01-12
WA RA APPROVED 2024-01-12
NY RA APPROVED 2021-08-05
WY RA APPROVED 2020-02-25
SC RA APPROVED 2020-02-13
NC RA APPROVED 2020-02-12
MT RA APPROVED 2020-02-11
CO RA APPROVED 2020-02-10
CT RA APPROVED 2020-02-10
ME RA APPROVED 2020-02-10
NH RA APPROVED 2020-02-10
OR RA APPROVED 2020-02-10
VT RA APPROVED 2020-02-10
VA RA APPROVED 2020-02-10
IL RA APPROVED 2019-06-17
TX RA APPROVED_RES 2019-06-10
AZ RA APPROVED 2019-01-29
RI RA APPROVED 2018-12-14
CA RA APPROVED 2017-08-17
MA RA APPROVED 2016-10-18
FL RA APPROVED 2016-10-17
NJ RA APPROVED 2016-10-17
DE RA APPROVED 2016-10-14
HI RA APPROVED 2016-10-14
MD RA APPROVED 2016-10-14
PA RA APPROVED 2016-09-01
  • KY RA
    APPROVED
    Since 2024-04-10
  • GA RA
    APPROVED
    Since 2024-03-08
  • NV RA
    APPROVED
    Since 2024-01-23
  • IA RA
    APPROVED
    Since 2024-01-22
  • MI RA
    APPROVED
    Since 2024-01-16
  • MO RA
    APPROVED
    Since 2024-01-16
  • KS RA
    APPROVED
    Since 2024-01-12
  • OH RA
    APPROVED
    Since 2024-01-12
  • WA RA
    APPROVED
    Since 2024-01-12
  • NY RA
    APPROVED
    Since 2021-08-05
  • WY RA
    APPROVED
    Since 2020-02-25
  • SC RA
    APPROVED
    Since 2020-02-13
  • NC RA
    APPROVED
    Since 2020-02-12
  • MT RA
    APPROVED
    Since 2020-02-11
  • CO RA
    APPROVED
    Since 2020-02-10
  • CT RA
    APPROVED
    Since 2020-02-10
  • ME RA
    APPROVED
    Since 2020-02-10
  • NH RA
    APPROVED
    Since 2020-02-10
  • OR RA
    APPROVED
    Since 2020-02-10
  • VT RA
    APPROVED
    Since 2020-02-10
  • VA RA
    APPROVED
    Since 2020-02-10
  • IL RA
    APPROVED
    Since 2019-06-17
  • TX RA
    APPROVED_RES
    Since 2019-06-10
  • AZ RA
    APPROVED
    Since 2019-01-29
  • RI RA
    APPROVED
    Since 2018-12-14
  • CA RA
    APPROVED
    Since 2017-08-17
  • MA RA
    APPROVED
    Since 2016-10-18
  • FL RA
    APPROVED
    Since 2016-10-17
  • NJ RA
    APPROVED
    Since 2016-10-17
  • DE RA
    APPROVED
    Since 2016-10-14
  • HI RA
    APPROVED
    Since 2016-10-14
  • MD RA
    APPROVED
    Since 2016-10-14
  • PA RA
    APPROVED
    Since 2016-09-01

Branch Locations

Bradenton, FL • United States

5900 N Andrews Ave 2Nd Floor, Fort Lauderdale, FL 33309 • United States

3450 Clark Road, Sarasota, FL 34231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Td Private Client Wealth Llc Sarasota FL 09/2015 Present
Td Bank, N.A. Sarasota FL 09/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-08-31
  • S66 Uniform Combined State Law Examination
    2016-08-31

View on SEC IAPD

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