Philip Y Paul

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2017 → 08/2021
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 01/2015 → 09/2017
  Fairleigh Dickinson University
  Madison, NJ
• 10/2017 → 08/2021
  Bank Of America, N.A.
  Florham Park, NJ
• 08/2021 → Present
  Morgan Stanley Smith Barney Llc
  Short Hills, NJ
• 09/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2017-10-10 → 2021-08-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Florham Park, NJ
• 2013-10-08 → 2015-11-19
  Pnc Wealth Management Llc
  Stirling, NJ
  Morristown, NJ
• 2006-02-08 → 2013-10-08
  Equitable Advisors, Llc
  Woodbridge, NJ
  Woodbridge, NJ

Other Businesses

I*113528 For profit or not for profit: Non-Profit Organization Name of outside business organization: Summit Jewish Community Center Investment related: N Address of business: Summit, New Jersey 7901 Nature of business: Corporation, Position, title, association: Committee Member, Start date of relationship: 4/17/2018 Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: This is my Temple. I am helping to facilitate the ad journal for the new Jewish Calendar. My role will be to work with fellow congregants and have them work with their contacts at local businesses that want to place an ad in the ad journal

Exams

• S66 Uniform Combined State Law Examination
  2004-12-15

Designations

• Certified Financial Planner

Other Names

• Philip Y Paul
• Philip Yaron Paul
• Philip Paul