Christopher Diaz

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2016 → 03/2021
  Wells Fargo Clearing Services, Llc
  Miami, FL
• 09/2015 → 12/2016
  Randstad
  Miami, FL
• 03/2021 → Present
  Morgan Stanley Smith Barney Llc
  Miami, FL

Other Businesses

*428625 - DIAZ 4 LLC; Investment related Yes; Sunny Isles Beach, FL; Education; Partner (proprietor, partner, officer, director, employee, trustee, agent); June 2016; During business hours: 0; After business hours: 5.

Exams

• S66 Uniform Combined State Law Examination
  2024-09-24

Other Names

• Chris Diaz