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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-08-23
TN RA APPROVED 2023-05-17
  • TX RA
    APPROVED
    Since 2023-08-23
  • TN RA
    APPROVED
    Since 2023-05-17

Branch Locations

138 Timber Creek Dr, Cordova, TN 38018 • United States

Memphis, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Memphis TN 10/2015 07/2021
Ameriprise Financial Services, Llc Memphis TN 07/2021 04/2022
Ameriprise Financial Services, Llc Magnolia AR 04/2022 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-28
S63 Uniform Securities Agent State Law Examination 2021-05-27
  • S65 Uniform Investment Adviser Law Examination
    2023-02-28
  • S63 Uniform Securities Agent State Law Examination
    2021-05-27

View on SEC IAPD

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