Robert John Clarke

Current Employers

Virtus Investment Advisers, Llc

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Current Registrations

Authority	Category	Status	Date
CT	RA	APPROVED	2023-10-10

CT RA
APPROVED

Since 2023-10-10

Branch Locations

One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Prudential Insurance Company Of America	Shelton	CT	08/2011	06/2023
Prudential Annuities Distributors	Shelton	CT	08/2011	06/2023
Virtus Investment Partners	Hartford	CT	10/2023	Present
Vp Distributors Llc	Hartford	CT	10/2023	Present
Unemployed	Shelton	CT	06/2023	10/2023

08/2011 → 06/2023

Prudential Insurance Company Of America

Shelton, CT
08/2011 → 06/2023

Prudential Annuities Distributors

Shelton, CT
10/2023 → Present

Virtus Investment Partners

Hartford, CT
10/2023 → Present

Vp Distributors Llc

Hartford, CT
06/2023 → 10/2023

Unemployed

Shelton, CT

Previous Registrations

2011-09-07 → 2020-11-04

Ast Investment Services, Inc.

Shelton, CT
2006-01-31 → 2011-08-30

Msi Financial Services, Inc.

Shelton, CT

New London, CT

Shelton, CT
2005-02-15 → 2006-01-13

Waddell & Reed

North Haven, CT

Other Businesses

WESTERN CONNECTICUT LACROSSE OFFICIALS ASSOCIATES; NOT INVESTMENT RELATED; 29 WOODBRIDGE LANE, NEW FAIRFIELD CT 06812; NATURE OF OTHER BUSINESS: OFFICIALS FOR HIGH SCHOOL AND YOUTH LACROSSE GAMES; POSITION: LACROSSE OFFICIAL; START DATE: 3/1/18; 4 HRS/MONTH DEVOTED TO OTHER BUSINESS; 0 HRS DEVOTED TO OTHER BUSINESS DURING SECURITIES TRADING HOURS; DUTIES: REFEREE LACROSSE GAMES.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-02-14
S63	Uniform Securities Agent State Law Examination	2004-11-16

S65 Uniform Investment Adviser Law Examination

2005-02-14
S63 Uniform Securities Agent State Law Examination

2004-11-16

View on SEC IAPD