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Blake Michael Caldwell

Raymond James & Associates, Inc.

Lakewood Ranch, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-18
FL RA APPROVED 2018-05-07
  • TX RA
    APPROVED_RES
    Since 2024-01-18
  • FL RA
    APPROVED
    Since 2018-05-07

Branch Locations

8120 Lakewood Main Street Suite 201, Lakewood Ranch, FL 34202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Sarasota FL 10/2015 05/2018
Raymond James & Associates Lakewood Ranch FL 05/2018 Present
  • 10/2015 → 05/2018
    Ubs
    Sarasota, FL
  • 05/2018 → Present
    Raymond James & Associates
    Lakewood Ranch, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-11
  • S66 Uniform Combined State Law Examination
    2017-07-11

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP. · Lakewood Ranch, FL
LPL FINANCIAL LLC · BRADENTON, FL
CETERA INVESTMENT ADVISERS LLC · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAKEWOOD RANCH, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BRADENTON, FL
NEWEDGE ADVISORS · Lakewood Ranch, FL
KNIGHTS OF COLUMBUS ASSET ADVISORS LLC · Lakewood Ranch, FL
DOW FAMILY OFFICE ADVISORY, LLC · LAKEWOOD RANCH, FL

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