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8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-11-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Investor Services | Raleigh | NC | 10/2015 | 01/2023 |
| First Citizens Bank | Roanoke | VA | 10/2013 | 01/2023 |
| First Citizens Investor Services | Raleigh | NC | 01/2023 | Present |
1) LIMELIFE POSITION: Beauty guide NATURE: Direct/Network Marketing (Tupperware, Amway, Avon, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 1 START DATE: 11/01/2024 ADDRESS: Roanoke VA 24019, United States DESCRIPTION: I purchase my skincare and make up from a company called Limelife. I can save 20% by signing up as a beauty guide. 2) BOTETOURT COUNTY CHAMBER OF COMMERCE POSITION: Board Member NATURE: Board Position (including at a Non-profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 3 START DATE: 08/01/2025 ADDRESS: 23 South Roanoke St, Fincastle VA 24090, United States DESCRIPTION: As the premier business resource hub in Botetourt County, the Chamber offers a strong voice for issues that affect business both locally and regionally, innovative programming and networking opportunities, and as a reliable, collaborative, strategic partner the Chamber helps to ensure economic growth and prosperity for businesses in our area. Its focus to help members buy local, stay local, and live local. Our diverse membership includes businesses of many sizes, industries, and types, all combining to form a thriving business community. Our four core areas of focus for member advocacy include Business Education, Infrastructure, Economic Development/Business Retention, and Workforce Development
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2015-11-06 |
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