Kyle Thomas Pembroke

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 03/2017
  Msi Financial Services, Inc
  Colchesater, VT
• 03/2017 → 01/2019
  Mml Investors Services, Llc
  Colchester, VT
• 03/2019 → 03/2020
  Ameriprise Financial Services, Inc
  Williston, VT
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Williston, VT

Previous Registrations

• 2017-07-10 → 2019-02-15
  Mml Investors Services, Llc
  Colchester, VT

Other Businesses

Board of Directors; Kid Safe; Investment Commitee Member; 7 Kilburn St, , Burlington, VT, 5401; Investment-Related; 03/14/2023; 1 to 9 hours per month; 0 during trading hours. Outside Employment; TrueGuidance Holdings, LLC; Registered Team Member - AFA; Manage advisory business; 5399 5399 Williston Rd, Suite 204, Williston, VT, 05495; Investment-Related; 01/01/2025; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2017-03-30

Other Names

• Kyle Thomas Pembroke
• Kyle T Pembroke
• Kyle Pembroke