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Cramer Scott Soebbing

Mariner

Oakbrook Terrace, IL

CRD 6566204

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Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2016-09-10
TX RA APPROVED 2016-09-10
  • IL RA
    APPROVED
    Since 2016-09-10
  • TX RA
    APPROVED
    Since 2016-09-10

Branch Locations

One Mid America Plaza Suite 500, Oakbrook Terrace, IL 60181 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Oakbrook Terrace IL 09/2015 Present
  • 09/2015 → Present
    Mariner Wealth Advisors
    Oakbrook Terrace, IL
Previous Registrations
  • 2015-10-02 → 2018-03-31
    Mariner Wealth Advisors
    Oak Brook, IL
    Oakbrook Terrace, IL
Other Businesses

H FOUNDATION, 60 S. LA GRANGE ROAD, LA GRANGE, IL 60525; NON-INVESTMENT RELATED; ADVISORY BOARD MEMBER; HELP ORGANIZE THE CHARITABLE EVENTS THROUGHOUT THE YEAR AND RAISE AWARENESS OF THE FOUNDATION IN THE COMMUNITY; THE FOUNDATION IS MODELED AFTER THE JIMMY V FOUNDATION AND RAISES MONEY TO DONATE TO BASIC SCIENCE CANCER RESEARCH; START DATE APRIL 2017; 5 HRS/MONTH; 0 HRS/MONTH DURING SECURITIES HOURS.

Designations
  • Certified Financial Planner
Other Names
  • Cramer Soebbing

View on SEC IAPD

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