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1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-11-03 |
Branch Locations
3202 Tower Oaks Blvd Ste. 400, Rockville, MD 20852-4219 • United States
1200 Prospect St Suite 200, La Jolla, CA 92037 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Rockville | MD | 10/2015 | 10/2016 |
| Spc Financial, Inc. | Rockville | MD | 10/2015 | Present |
| Raymond James Financial Services | Rockville | MD | 10/2016 | 09/2024 |
| Alphacore Capital Llc | La Jolla | CA | 11/2025 | Present |
SPC Financial, Inc.; Investment related; 3202 Tower Oaks Blvd, Ste 400, Rockville, MD, USA 20852; Former RIA; General Counsel and Chief Compliance Officer; 10/15; 3 hours per week; 3 hours per week during normal trading hours; Assisting in winding up of entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-02 |
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