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Juan Pablo Garza

Alliancebernstein L.P.

Stamford, CT

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Current Employers
Alliancebernstein L.P.

501 Commerce Street, Nashville, TN 37203 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-05
CT RA APPROVED 2024-04-10
NY RA APPROVED 2024-04-10
  • TX RA
    APPROVED
    Since 2026-02-05
  • CT RA
    APPROVED
    Since 2024-04-10
  • NY RA
    APPROVED
    Since 2024-04-10

Branch Locations

290 Harbor Dr, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sanford C. Bernstein & Co., Llc. New York NY 06/2017 Present
Unemployed White Plains NY 05/2018 05/2018
Northwestern Mutual Stamford CT 06/2016 04/2017
  • 06/2017 → Present
    Sanford C. Bernstein & Co., Llc.
    New York, NY
  • 05/2018 → 05/2018
    Unemployed
    White Plains, NY
  • 06/2016 → 04/2017
    Northwestern Mutual
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-04-10
S63 Uniform Securities Agent State Law Examination 2018-12-17
  • S65 Uniform Investment Adviser Law Examination
    2024-04-10
  • S63 Uniform Securities Agent State Law Examination
    2018-12-17

View on SEC IAPD

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COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
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DWM ASSET MANAGEMENT, LLC · STAMFORD, CT
O'SHAUGHNESSY ASSET MANAGEMENT, LLC · STAMFORD, CT
CONCENTRIC CAPITAL STRATEGIES L.P. · STAMFORD, CT
INTEGRA GLOBAL ADVISORS LLC · Stamford, CT
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