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Christopher K Johnson

Voya Financial Advisors, Inc.

Stillwater, MN

Clearwater, FL

CRD 6565384

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-29
  • FL RA
    APPROVED
    Since 2024-03-29

Branch Locations

Stillwater, MN • United States

Clearwater, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 07/2018 01/2019
Transamerica Financial Advisors, Inc St Petersburg FL 04/2019 11/2019
World Financial Group, Inc. St Petersburg FL 02/2019 12/2022
T Rowe Price Tampa FL 09/2014 07/2018
Transamerica Investors Securities Corporation St. Petersburg FL 11/2019 08/2021
Ae Wealth Management, Llc Topeka KS 08/2021 12/2022
Ae Financial Services, Llc Topeka KS 08/2021 12/2022
Dalmore Group New York NY 12/2022 01/2023
Voya Financial Advisors Nashville TN 02/2023 Present
  • 07/2018 → 01/2019
    St. Petersburg, FL
  • 04/2019 → 11/2019
    Transamerica Financial Advisors, Inc
    St Petersburg, FL
  • 02/2019 → 12/2022
    World Financial Group, Inc.
    St Petersburg, FL
  • 09/2014 → 07/2018
    T Rowe Price
    Tampa, FL
  • 11/2019 → 08/2021
    Transamerica Investors Securities Corporation
    St. Petersburg, FL
  • 08/2021 → 12/2022
    Topeka, KS
  • 08/2021 → 12/2022
    Ae Financial Services, Llc
    Topeka, KS
  • 12/2022 → 01/2023
    Dalmore Group
    New York, NY
  • 02/2023 → Present
    Voya Financial Advisors
    Nashville, TN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-08
S63 Uniform Securities Agent State Law Examination 2016-05-25
  • S66 Uniform Combined State Law Examination
    2016-11-08
  • S63 Uniform Securities Agent State Law Examination
    2016-05-25
Other Names
  • Christopher Johnson
  • Christopher Kyle Johnson
  • Christopher K Johnson

View on SEC IAPD

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