Andrew D Waters

Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2013 → 03/2017
  Wells Fargo
  Fort Wayne, IN
• 03/2017 → 10/2017
  Lincoln Financial Group
  Fort Wayne, IN
• 10/2017 → 02/2018
  Tradewell Tax And Financial
  Fort Wayne, IN
• 05/2018 → 04/2020
  American Funds Distributors
  Carmel, IN
• 04/2020 → 01/2021
  American Funds
  Carmel, IN
• 01/2021 → 09/2024
  American Funds
  Carmel, IN
• 05/2018 → 08/2025
  Capital Client Group Inc
  Los Angeles, CA
• 10/2025 → 02/2026
  Edward Jones
  St Louis, MO
• 02/2026 → Present
  Sei Investments
  Oaks, PA

Previous Registrations

• 2025-10-06 → 2026-02-04
  Edward Jones
  St Louis, MO
  Folsom, CA
  Roseville, CA
• 2018-10-12 → 2025-08-11
  Capital Client Group, Inc.
  Carmel, IN
  Los Angeles, CA
  Folsom, CA
  Los Angeles, CA
  Folsom, CA
  Westfield, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-10-12
• S63 Uniform Securities Agent State Law Examination
  2015-11-18

Other Names

• Andrew Waters
• Andrew David Waters
• Drew Waters