David Glass

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2022-04-28
CT	RA	APPROVED	2019-01-24
NJ	RA	APPROVED	2015-12-16

TX RA
APPROVED_RES

Since 2022-04-28
CT RA
APPROVED

Since 2019-01-24
NJ RA
APPROVED

Since 2015-12-16

Branch Locations

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Jersey City	NJ	09/2015	Present
Bank Of America, N.A.	Jersey City	NJ	09/2015	Present

09/2015 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jersey City, NJ
09/2015 → Present

Bank Of America, N.A.

Jersey City, NJ

Other Businesses

I*2947282, Entity Type: Entity For Profit, Name of OBA: There is no entity. I've written a fiction book. , Address: N/A, Connecticut, 00000, Investment Related: N, Position, Title, Association: Other, Employee State Date: 10/10/2025, No Hours: 1 Weekly, No Hours during Trading: 0 Weekly, Duties: No responsibility. May promote the book as a hobby. Hobby.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-15

S66 Uniform Combined State Law Examination

2015-12-15

Other Names

David Glass

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