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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-09-28
  • CA RA
    APPROVED
    Since 2022-09-28

Branch Locations

San Carlos, CA • United States

303 Twin Dolphin Dr 6Th Fl, Redwood City, CA 94065 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. San Carlos CA 12/2010 09/2022
Lpl Financial Llc Redwood City CA 09/2022 Present
Previous Registrations
Other Businesses

1)09/08/2022 - Bay Area Financial Wellness - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-06-01
S63 Uniform Securities Agent State Law Examination 2005-01-19
  • S66 Uniform Combined State Law Examination
    2011-06-01
  • S63 Uniform Securities Agent State Law Examination
    2005-01-19
Other Names
  • Leanne K Skelly

View on SEC IAPD

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