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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-09-28 |
Branch Locations
San Carlos, CA • United States
303 Twin Dolphin Dr 6Th Fl, Redwood City, CA 94065 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S. Bancorp Investments, Inc. | San Carlos | CA | 12/2010 | 09/2022 |
| Lpl Financial Llc | Redwood City | CA | 09/2022 | Present |
1)09/08/2022 - Bay Area Financial Wellness - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 09/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-19 |
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