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Gary Gallant

Wells Fargo Advisors Financial Network, LLC

Scottsdale, AZ

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-26
AZ RA APPROVED 2024-10-24
  • TX RA
    APPROVED
    Since 2025-08-26
  • AZ RA
    APPROVED
    Since 2024-10-24

Branch Locations

8501 North Scottsdale Rd Ste 150, Scottsdale, AZ 85253 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Phoenix AZ 10/2013 10/2017
Wells Fargo Advisors, Llc Phoenix AZ 10/2015 11/2016
Wells Fargo Clearing Services, Llc Phoenix AZ 11/2016 10/2017
Charles Schwab & Co., Inc Phoenix AZ 10/2017 02/2020
Wells Fargo Clearing Services Scottsdale AZ 02/2020 05/2024
Wells Fargo Advisors Financial Network, Llc Scottsdale AZ 05/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-12
S63 Uniform Securities Agent State Law Examination 2016-05-19
  • S65 Uniform Investment Adviser Law Examination
    2024-09-12
  • S63 Uniform Securities Agent State Law Examination
    2016-05-19
Other Names
  • Gary Gallant
  • Gary Allen Gallant
  • Gary A Gallant
  • Gary Alan Gallant

View on SEC IAPD

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