Winnie Hui Knapp

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 05/2018
  Pruco Securities Llc
  Charlotte, NC
• 05/2018 → 05/2018
  Cambridge Investment Research, Inc.
  Fairfield, ID
• 06/2018 → 12/2024
  Transcend Financial Advisors Inc.
  Charlotte, NC
• 11/2025 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 11/2025 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 04/2024 → Present
  Transcendstay Management Llc
  Charlotte, NC
• 02/2026 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA

Previous Registrations

• 2018-11-19 → 2024-12-31
  Transcend Financial Advisors Inc.
  Waxhaw, NC
• 2018-05-11 → 2018-05-24
  Cambridge Investment Research Advisors, Inc.
  Charlotte, NC
  Charlotte, NC
• 2017-03-07 → 2018-05-15
  Pruco Securities, Llc.
  Charlotte, NC

Other Businesses

1) EXP REALTY LLC, 3440 Toringdon Way Ste 205, Charlotte NC 28277, 07/2020, Agent, 1099 (Real Estate), NIR, 4 HR/MO, 4 HR/MO TRADING 2) TRANSCENDSTAY MANAGEMENT LLC, 5960 Fairview Rd., Ste. 400, Charlotte NC 28210, 04/2024, Owner, Owner/Partner of a Business Entity, NIR, 2 HR/MO, 2 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-02-02
• S63 Uniform Securities Agent State Law Examination
  2015-12-04

Designations

• Certified Financial Planner

Other Names

• Hui Xu