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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States
3900 Fairway Place Nw. Suite B, Rochester, MN 55901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell And Reed, Inc. | Rochester | MN | 06/2009 | 07/2019 |
| Various Insurance Carriers For W & R Insurance Agencies | Mantorville | MN | 06/2009 | 07/2019 |
| Rochester Area Chamber Of Commerce | Rochester | MN | 03/2012 | Present |
| Sensible Divorce Solution Inc | Mantorville | MN | 01/2015 | Present |
| Exercisabilities Inc | Rochester | MN | 05/2016 | 07/2018 |
| Bni-Med City Marketers | Rochester | MN | 10/2017 | Present |
| Prudential Insurance Company Of America | Rochester | MN | 07/2019 | Present |
| Pruco Securities, Llc. | Rochester | MN | 07/2019 | 11/2024 |
| Lpl Enterprise, Llc | Rochester | MN | 11/2024 | Present |
1) 06/24/2025-J. Minette Wealth Advisor, LLC-Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/06/2020-50hrs/mth-40hrs/mth during trading 2) 10/02/2025-Sensible Wealth Solutions, LLC-Owner/Financial Planner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 09/29/2025-50hrs/mth-40hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-09-09 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-27 |
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