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Jonathan Andrew Hall

First Trust Advisors LP

Wheaton, IL

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-03-19
  • IL RA
    APPROVED
    Since 2018-03-19

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Trust Portfolios L.P. Wheaton IL 09/2015 Present
First Trust Advisors L.P. Wheaton IL 09/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-19
  • S66 Uniform Combined State Law Examination
    2018-03-19
Other Names
  • Jon Hall

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