Ngoc B Phung

Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Ngoc Phung Insurance Agency
  Santa Ana, CA
• 05/2016 → Present
  State Farm Vp Management Corp.
  Santa Ana, CA
• 04/2025 → Present
  State Farm Investment Management Corp
  Santa Ana, CA

Other Businesses

1) Ngoc Phung's Insurance Agency; Investment-related; Santa Ana, CA 92703; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 05/01/2016; 80; 80; Service customers and supervise employees 2) NGOC PHUNG - Property #1 (personally Held Real Estate); investment-related; 505 FAIRLAWN, SANTA ANA, CA 92703; Investment or Commercial Property; Officer; none; 10/01/2017;1;1; pay bills and make deposits in checking accounts. 3) NGOC PHUNG - Property #2 (personally Held Real Estate); investment-related; 10182 BECCA, GARDEN GROVE, CA 92840; Investment or Commercial Property; Officer; none; 08/01/2019;1;1; control of checkbook. Pay bills/co-signor of checking account and make deposits in checking account. 4) NGOC PHUNG - Property #3 (personally Held Real Estate); investment-related; 11051 SONGISH, GARDEN GROVE, CA 92804; Investment or Commercial Property; Officer; none; 08/01/2019;1;1; control of checkbook. Pay bills/co-signor of checking account and make deposits in checking account 5) NP - Property #4 (personally Held Real Estate); investment-related; 507 FAIRLAWN, SANTA ANA, CA 92703; Investment or Commercial Property; Officer; none; 10/01/2017;1;1; control of checkbook. Pay bills/co-signor of checking account and make deposits in checking account. 6) NP - Property #5 (personally Held Real Estate); investment-related;11559 ORCHID AVE, FOUNTAIN VALLEY, CA 92708; Investment or Commercial Property; Officer; none; 03/31/2022;1;1; control of checkbook. Pay bills/co-signor of checking account and make deposits in checking account. 7) NP - Property #6 (personally Held Real Estate); investment-related; 9602-9608 GILBERT ST, ANAHEIM, CA 92804; Investment or Commercial Property; Officer; none; 04/20/2023;1;1; control of checkbook. Pay bills/co-signor of checking account and make deposits in checking account. 8) NP - Property #7 (personally Held Real Estate); investment-related; 340-342 STEWART, BLYTHE, CA 92225; Investment or Commercial Property; Officer; none;03/01/2021;1;1; control of checkbook. Pay bills/co-signor of checking account and make deposits in checking account

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-03-22
• S63 Uniform Securities Agent State Law Examination
  2015-11-02