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Shan Shan Wu

Morgan Stanley

Oakland, CA

Palo Alto, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-02-25
CA RA APPROVED 2017-09-05
  • TX RA
    APPROVED_RES
    Since 2020-02-25
  • CA RA
    APPROVED
    Since 2017-09-05

Branch Locations

Oakland, CA • United States

245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Francisco CA 05/2013 11/2016
Wells Fargo Clearing Services, Llc San Francisco CA 11/2016 04/2017
Ubs Financial Services, Inc. San Francisco CA 05/2017 09/2017
Morgan Stanley Palo Alto CA 09/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-02-08
  • S66 Uniform Combined State Law Examination
    2016-02-08
Other Names
  • Anita Wu
  • Shan Wu

View on SEC IAPD

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