Stephen R Sydor

Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers

Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2022-08-01
GA	RA	APPROVED	2021-04-12
KS	RA	APPROVED	2021-02-04
TX	RA	APPROVED	2021-02-04
DC	RA	APPROVED	2021-02-03
NM	RA	APPROVED	2021-02-02
AL	RA	APPROVED	2021-02-01
DE	RA	APPROVED	2021-02-01
HI	RA	APPROVED	2021-02-01
IL	RA	APPROVED	2021-02-01
IA	RA	APPROVED	2021-02-01
KY	RA	APPROVED	2021-02-01
LA	RA	APPROVED	2021-02-01
ME	RA	APPROVED	2021-02-01
MD	RA	APPROVED	2021-02-01
MI	RA	APPROVED	2021-02-01
NC	RA	APPROVED	2021-02-01
OK	RA	APPROVED	2021-02-01
SC	RA	APPROVED	2021-02-01
VA	RA	APPROVED	2020-11-02

MN RA
APPROVED

Since 2022-08-01
GA RA
APPROVED

Since 2021-04-12
KS RA
APPROVED

Since 2021-02-04
TX RA
APPROVED

Since 2021-02-04
DC RA
APPROVED

Since 2021-02-03
NM RA
APPROVED

Since 2021-02-02
AL RA
APPROVED

Since 2021-02-01
DE RA
APPROVED

Since 2021-02-01
HI RA
APPROVED

Since 2021-02-01
IL RA
APPROVED

Since 2021-02-01
IA RA
APPROVED

Since 2021-02-01
KY RA
APPROVED

Since 2021-02-01
LA RA
APPROVED

Since 2021-02-01
ME RA
APPROVED

Since 2021-02-01
MD RA
APPROVED

Since 2021-02-01
MI RA
APPROVED

Since 2021-02-01
NC RA
APPROVED

Since 2021-02-01
OK RA
APPROVED

Since 2021-02-01
SC RA
APPROVED

Since 2021-02-01
VA RA
APPROVED

Since 2020-11-02

Branch Locations

Alexandria, VA • United States

802 7Th Street Nw, Washington Dc, DC 20001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hsbc Bank Usa, N.A.	Alexandria	VA	07/2015	04/2017
Hsbc Bank Usa, N.A.	Washington	DC	04/2017	01/2021
Hsbc Securities (Usa) Inc.	Washington	DC	01/2021	Present
Hsbc Bank Usa, N.A.	Washington	DC	01/2021	Present

07/2015 → 04/2017

Hsbc Bank Usa, N.A.

Alexandria, VA
04/2017 → 01/2021

Hsbc Bank Usa, N.A.

Washington, DC
01/2021 → Present

Hsbc Securities (Usa) Inc.

Washington, DC
01/2021 → Present

Hsbc Bank Usa, N.A.

Washington, DC

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-09-25
S63	Uniform Securities Agent State Law Examination	2015-11-09

S66 Uniform Combined State Law Examination

2020-09-25
S63 Uniform Securities Agent State Law Examination

2015-11-09

View on SEC IAPD