Miguel Angel Fernandez

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 04/2018
  Jp Morgan Securities Llc
  Rochester, NY
• 01/2012 → 04/2018
  Jp Morgan Chase Bank
  Rochester, NY
• 04/2018 → 10/2018
  Morgan Stanley
  Rochester, NY
• 10/2018 → 02/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsford, NY
• 01/2019 → 02/2022
  Bank Of America, N.A.
  Pittsford, NY
• 08/2022 → Present
  Lpl Financial, Llc
  Victor, NY
• 07/2022 → Present
  Esl Investment Services, Llc
  Victor, NY
• 02/2022 → 08/2022
  Unemployed
  Rochester, NY

Previous Registrations

• 2019-05-13 → 2022-03-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pittsford, NY
  New York, NY

Other Businesses

1) 08/31/2022 - Non-Variable Insurance DBA - ESL Investment Services - Investment Related - Rochester, NY 14604 - Start Date:8/22/22 - 20 Hrs/Mth - 1 Hrs During Trading 2) 08/31/2022 - DBA for LPL Business (entity for LPL business) - ESL Investment Services - Investment Related - Victor, NY 14564 3) 11/10/2025 - GVF Holdings, LLC DBA TropiBites - Business Owner - Food cart - Orlando, FL - Investment Related - Start Date 10/29/2025 - 20 hours per month/ 0 hours during trading

Exams

• S66 Uniform Combined State Law Examination
  2019-05-09
• S63 Uniform Securities Agent State Law Examination
  2016-01-13

Other Names

• Michael Angel Fernandez
• Mike Angel Fernandez
• Miguel Angel Fernandez
• Miguel Fernandez
• Miguel A Fernandez