Daniel Espinoza

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2011 → 07/2018
  Swbc Investment Services Llc
  San Antonio, TX
• 08/2018 → Present
  Lpl
  San Antonio, TX

Previous Registrations

• 2011-06-01 → 2018-08-07
  Swbc Investment Company
  San Antonio, TX
  San Antonio, TX
• 2005-10-07 → 2011-06-02
  Chase Investment Services Corp.
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  Universal City, TX
  San Antonio, TX
  Universal City, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
• 2005-03-28 → 2005-09-23
  Ameriprise Financial Services, Llc
  San Antonio, TX

Other Businesses

1. 5/4/2021 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 9/8/2020 - 4 Hours Per Month/0 Hours During Securities Trading - Medicare supplement plans.

Exams

• S66 Uniform Combined State Law Examination
  2005-03-25

Other Names

• Danny Espinoza
• Daniel Espinoza