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Current Employers
Lawley Retirement Advisors

361 Delaware Avenue, Buffalo, NY 14202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-10-28
NY RA APPROVED 2021-07-19
  • TX RA
    APPROVED
    Since 2025-10-28
  • NY RA
    APPROVED
    Since 2021-07-19

Branch Locations

441 East Avenue, Rochester, NY 14607 • United States

361 Delaware Avenue, Buffalo, NY 14202 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-08-04
  • NY RA
    APPROVED
    Since 2025-08-04

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

441 East Avenue, Rochester, NY 14607 • United States

441 East Avenue, Rochester, NY 14607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manning & Napier Advisors, Llc Fairport NY 06/2015 02/2018
Manning & Napier Investor Services, Inc. Fairport NY 09/2015 02/2018
Sage, Rutty & Co., Inc. Rochester NY 02/2018 11/2020
Cadaret, Grant & Co., Inc. Rochester NY 01/2021 05/2022
Lawley Retirement Advisors, Llc Buffalo NY 11/2020 Present
Manning & Napier Fairport NY 06/2015 02/2018
Osaic Wealth, Inc. Buffalo NY 05/2022 08/2025
Lpl Financial Holdings, Inc. Buffalo NY 08/2025 Present
Lawley, Llc Buffalo NY 11/2020 Present
  • 06/2015 → 02/2018
    Manning & Napier Advisors, Llc
    Fairport, NY
  • 09/2015 → 02/2018
    Manning & Napier Investor Services, Inc.
    Fairport, NY
  • 02/2018 → 11/2020
    Rochester, NY
  • 01/2021 → 05/2022
    Cadaret, Grant & Co., Inc.
    Rochester, NY
  • 11/2020 → Present
    Lawley Retirement Advisors, Llc
    Buffalo, NY
  • 06/2015 → 02/2018
    Manning & Napier
    Fairport, NY
  • 05/2022 → 08/2025
    Buffalo, NY
  • 08/2025 → Present
    Lpl Financial Holdings, Inc.
    Buffalo, NY
  • 11/2020 → Present
    Lawley, Llc
    Buffalo, NY
Previous Registrations
Other Businesses

1. 06/2025 - Georgetown Lawley Group - DBA for LPL Business (entity for LPL business) - Investment Related -160 Hour(s)/Month - 8 Hour(s) During Trading - At reported business location(s) - OBA Start Date: 8/4/2025 2. 06/2025 - Lawley, LLC - Insurance Agency - Investment Related - 16 Hour(s)/Month - 1 Hour(s) During Trading - Rochester NY 14607 - OBA Start Date: 12/01/2020

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-03
S63 Uniform Securities Agent State Law Examination 2015-12-21
  • S65 Uniform Investment Adviser Law Examination
    2018-05-03
  • S63 Uniform Securities Agent State Law Examination
    2015-12-21
Designations

View on SEC IAPD

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