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361 Delaware Avenue, Buffalo, NY 14202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-28 |
| NY | RA | APPROVED | 2021-07-19 |
Branch Locations
441 East Avenue, Rochester, NY 14607 • United States
361 Delaware Avenue, Buffalo, NY 14202 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-08-04 |
Branch Locations
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manning & Napier Advisors, Llc | Fairport | NY | 06/2015 | 02/2018 |
| Manning & Napier Investor Services, Inc. | Fairport | NY | 09/2015 | 02/2018 |
| Sage, Rutty & Co., Inc. | Rochester | NY | 02/2018 | 11/2020 |
| Cadaret, Grant & Co., Inc. | Rochester | NY | 01/2021 | 05/2022 |
| Lawley Retirement Advisors, Llc | Buffalo | NY | 11/2020 | Present |
| Manning & Napier | Fairport | NY | 06/2015 | 02/2018 |
| Osaic Wealth, Inc. | Buffalo | NY | 05/2022 | 08/2025 |
| Lpl Financial Holdings, Inc. | Buffalo | NY | 08/2025 | Present |
| Lawley, Llc | Buffalo | NY | 11/2020 | Present |
1. 06/2025 - Georgetown Lawley Group - DBA for LPL Business (entity for LPL business) - Investment Related -160 Hour(s)/Month - 8 Hour(s) During Trading - At reported business location(s) - OBA Start Date: 8/4/2025 2. 06/2025 - Lawley, LLC - Insurance Agency - Investment Related - 16 Hour(s)/Month - 1 Hour(s) During Trading - Rochester NY 14607 - OBA Start Date: 12/01/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-21 |
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