Andrew Stuart Zimmerman

Current Employers

Advisors Asset Management, Inc.

18925 Base Camp Road Suite 203, Monument, CO 80132 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2009-03-11

FL RA
APPROVED

Since 2009-03-11

Branch Locations

300 Carnegie Center Suite 100, Princeton, NJ 08540 • United States

Boca Raton, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Advisors Asset Management, Inc	Monument	CO	03/2009	Present

03/2009 → Present

Advisors Asset Management, Inc

Monument, CO

Previous Registrations

2004-12-13 → 2008-11-04

Guggenheim Investments

Chicago, IL

Lisle, IL

Other Businesses

Name: Lab Elite address: Bouynton Beach start: 3/23/2026 I am lending money to a gym to build equipment to train high end athletes. not securities investment related

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-12-10

S66 Uniform Combined State Law Examination

2004-12-10

View on SEC IAPD

Current Employers

Advisors Asset Management, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews