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Nicholas Patrick Sauro

Creative Planning

Denver, CO

Overland Park, KS

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Current Employers
Creative Planning

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-01-02
  • CO RA
    APPROVED
    Since 2026-01-02

Branch Locations

Denver, CO • United States

5454 W. 110Th Street, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 08/2016 11/2017
Tiaa Denver CO 08/2016 11/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 12/2018 07/2023
Unemployed Denver CO 10/2017 03/2018
Xactly Corporation Denver CO 03/2018 08/2018
Homeadvisor Denver CO 08/2018 09/2018
Unemployed Bloomington MN 09/2018 12/2018
Creative Planning, Llc Overland Park KS 07/2023 Present
  • 08/2016 → 11/2017
    Tiaa-Cref Individual & Institutional Services, Llc
    Denver, CO
  • 08/2016 → 11/2017
    Tiaa
    Denver, CO
  • 12/2018 → 07/2023
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wayzata, MN
  • 10/2017 → 03/2018
    Unemployed
    Denver, CO
  • 03/2018 → 08/2018
    Xactly Corporation
    Denver, CO
  • 08/2018 → 09/2018
    Homeadvisor
    Denver, CO
  • 09/2018 → 12/2018
    Unemployed
    Bloomington, MN
  • 07/2023 → Present
    Creative Planning, Llc
    Overland Park, KS
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-03-04
S63 Uniform Securities Agent State Law Examination 2016-09-10
  • S66 Uniform Combined State Law Examination
    2019-03-04
  • S63 Uniform Securities Agent State Law Examination
    2016-09-10
Designations
Other Names
  • Nicholas Patrick Sauro
  • Nicholas P. Sauro
  • Nicholas Sauro

View on SEC IAPD

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