Nicholas Patrick Sauro

Employer firm

Creative Planning CRD 105348

$296B regulatory AUM 1,767 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 11/2017
  Tiaa-Cref Individual & Institutional Services, Llc
  Denver, CO
• 08/2016 → 11/2017
  Tiaa
  Denver, CO
• 12/2018 → 07/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayzata, MN
• 10/2017 → 03/2018
  Unemployed
  Denver, CO
• 03/2018 → 08/2018
  Xactly Corporation
  Denver, CO
• 08/2018 → 09/2018
  Homeadvisor
  Denver, CO
• 09/2018 → 12/2018
  Unemployed
  Bloomington, MN
• 07/2023 → Present
  Creative Planning, Llc
  Overland Park, KS

Previous Registrations

• 2019-03-05 → 2023-07-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Wayzata, MN
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2019-03-04
• S63 Uniform Securities Agent State Law Examination
  2016-09-10

Designations

• Certified Financial Planner

Other Names

• Nicholas Patrick Sauro
• Nicholas P. Sauro
• Nicholas Sauro