Best Investors Account Sign in
Inactive

Matthew Robert Morgan Charles

Mariner

Overland Park, KS

CRD 6563569

Claim This Profile
Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Mariner

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-08-08
KS RA APPROVED 2018-03-15
  • CO RA
    APPROVED
    Since 2024-08-08
  • KS RA
    APPROVED
    Since 2018-03-15

Branch Locations

5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mariner Wealth Advisors Leawood KS 08/2016 Present
Mariner Wealth Advisors, Llc Overland Park KS 03/2018 Present
  • 08/2016 → Present
    Mariner Wealth Advisors
    Leawood, KS
  • 03/2018 → Present
    Mariner Wealth Advisors, Llc
    Overland Park, KS
Previous Registrations
  • 2017-01-31 → 2018-03-31
    Mariner Wealth Advisors
    Overland Park, KS
    Leawood, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-01-17
  • S65 Uniform Investment Adviser Law Examination
    2017-01-17
Designations
  • Certified Financial Planner
Other Names
  • Matthew Charles

View on SEC IAPD

Nearby Firms

MARINER INDEPENDENT
MARINER WEALTH
MARINER

Nearby Investors

ALANA DENNEY SCOTT
MARK RICHARD VLASIC
MATTHEW DOUGLAS FISHER

Nearby Offices

MARINER INDEPENDENT · OVERLAND PARK, KS
MARINER WEALTH · OVERLAND PARK, KS
MARINER · OVERLAND PARK,, KS

More in Overland Park, KS

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor